The panel issued its decision on December 9, confirming fines and disgorgement. Desjardins Securities Inc. agreed to pay a ...
For Chase Gordon of Verus Financial – National Bank Financial, receiving the Desjardins Award for Rising Star Advisor of the ...
During the regular trading session on Thursday, the Dow Jones Industrial Average posted a modest 15-point gain, breaking its ...
Looking ahead, FSRA plans to work closely with the industry to enhance the quality of Life Agent Misconduct Reports and share ...
Looking ahead, FSRA plans to work closely with the industry to enhance the quality of Life Agent Misconduct Reports and share ...
As the industry has shifted from distribution to service, one young advisor explains how these AI tools are enabling a higher ...
The Canadian Investment Regulatory Organization (CIRO) imposed penalties on John Viron following a settlement hearing held on ...
Statistics Canada reported that payroll employment, as measured in the Survey of Employment, Payrolls and Hours, fell by ...
For Canada the potential 25% tariff on its exports, which are likely to be met with retaliatory measures by Ottawa, will hit ...
But the WSU/Clemson University study asked the AI tools used to give the reasons behind the answers and compared the ...
As part of the settlement, Gouda agreed to a fine of $25,000 and disgorgement of $7,693, representing commissions earned in ...
Before the Fed’s announcement, traders had anticipated a more aggressive rate-cutting stance in 2025 to further fuel the bull ...